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SEC Safeguards Rule Part 3: Software and Tools to Keep Financial Services Compliant
SEC Safeguards Rule Part 3: Software and Tools to Keep Financial Services Compliant Complying with the SEC’s Safeguards Rule means using technology to ensure the protections of your customers’ private information. In part 1 of this series, we outlined 3 ways to meet SEC compliance expectations. In part 2 of this series, security best practices…
SEC Safeguards Rule Part 2: What IT Security Level Is Acceptable for Financial Firms?
SEC Safeguards Rule Part 2: What IT Security Level Is Acceptable for Financial Firms? The Securities and Exchange Commission’s Safeguards Rule calls for the financial services industry to carefully protect your customers’ personal information. This is done through IT policy, practice and proactive monitoring of your safeguard systems. To ensure compliance with the SEC’s mandate,…
3 Ways Financial Institutions Can Safeguard Against the SEC’s Safeguards Rule
3 Ways Financial Institutions Can Safeguard Against the SEC’s Safeguards Rule In 2016, Morgan Stanley, one of America’s largest financial investments firms, was fined $1 million by the Securities and Exchange Commission (SEC) for not complying with the Gramm-Leach-Bliley Act. Also known as the “Safeguards Rule,” this act requires brokers, dealers, and investment companies to…
Take Advice from Microsoft® When Selecting an IT Partner
Take Advice from Microsoft® When Selecting an IT Partner As a business owner, you’re faced daily with making the best decisions for your company. Selecting the right IT partner is one of the most critical business decisions in today’s digital world. Tech giant Microsoft® is known as a knowledgeable, trusted IT source for small- and…
What To Do If Your Business is Hacked
What To Do If Your Business is Hacked Free June 14 “Hacking the Human” webinar to share tips for containment and address state’s new data breach notification law PHOENIX, Ariz. (May 29, 2018) – You’re a mid-level manager and you realize your company’s sensitive data has been compromised. What do you do first? You’re the CEO…