Risk Management & Compliance
for Registered Investment Advisors
A specialized, turnkey RIA compliance program with risk management and cybersecurity compliance.

Compliance can be overwhelming

Ensure compliance without having to be an expert

Provide compliance for anything technology related for advisors

Have confidence in your compliance and cybersecurity programs

Avoid having to figure out RIA risk and cybersecurity compliance yourself

Avoid the reputation damaging and disastrous financial impacts of cybersecurity breaches on your business.

Avoid working with an IT vendor that doesn’t specialize in cybersecurity and compliance for RIAs

Avoid failing OCIE audits which come with significant fines and having to disclose breaches to customers
THE itSYNERGY ADVANTAGE:
A TURNKEY RIA COMPLIANCE SOLUTION
THE itSYNERGY RIA COMPLIANCE SUITE
The platform was built by cybersecurity and compliance experts. The platform not only audits your environment, but also implements a continuous 24/7/365 solution, actively protecting your firm from cybersecurity attacks.


The Platform Ensures
So That You Can
CERTIFICATION



Three Easy Steps to Get Started
Let Us Be Your Guide

Want to Learn More?
Learn the 7 Areas to Make Sure Your Firm is Cybersecure
All RIAs, no matter the size, run the risk of disruptive ransomware attacks, data and intellectual property theft, damage or abuse by disgruntled employees, or financial fraud.