Safeguarding Your RIA Firm

A thorough RIA risk assessment is crucial to identifying vulnerabilities and aligning your cybersecurity strategies with industry standards. IT Synergy RIA cybersecurity risk assessment ensures your firm is not only compliant but also resilient against cyber threats.

What Our RIA Risk Assessment and Alignment Service Includes

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    Initial Consultation

    Our process begins with an in-depth initial consultation. During this phase, we engage with your key stakeholders to understand your firm's specific needs, objectives, and current cybersecurity posture. This personalized approach allows us to tailor our RIA risk assessment to address your unique requirements effectively.

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    Comprehensive Risk Assessment

    We conduct a detailed RIA risk assessment, utilizing advanced tools and methodologies to identify potential threats and vulnerabilities within your IT infrastructure. Our assessment determines the level of alignment between your firm's security measures and industry best practices. This thorough evaluation provides a clear roadmap for enhancing your cybersecurity defenses.

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    Regulatory Compliance Check

    Compliance with regulatory standards is paramount for RIAs. Our service includes a rigorous cybersecurity compliance audit, ensuring your firm meets all relevant SEC and FINRA requirements. By staying compliant, you can avoid costly penalties and protect your firm's reputation.

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    Custom Alignment Plan

    Based on our findings, we develop a custom alignment plan tailored to your firm's specific needs. This plan outlines actionable steps to address identified vulnerabilities and align your cybersecurity strategy with industry standards. Our goal is to provide you with a clear, achievable path to enhanced security and compliance.

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    Implementation Support

    IT Synergy offers comprehensive support during the implementation phase. Our experts work closely with your team to ensure the successful deployment of recommended security measures. We provide ongoing guidance and support, helping you navigate any challenges that may arise during the process.

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What Clients Say About Us

Cristina Kent
Cristina Kent
itSynergy has provided Holualoa Companies with excellent managed IT service for the past nine years. They stay abreast of the ever-changing cybersecurity threats and increasing sophistication of cyber-attacks and recommend safeguards to protect our network. itSynergy handles our day-to-day user issues promptly, manages IT projects professionally, and has excellent communication with management and staff.
Luke Fadell
Luke Fadell
Once again, the team at IT Synergy hit a home run! They diligently found the problem with the print center's hard coding and corrected it promptly. Shout out to Josh and Alex.
Angela Vuolo
Angela Vuolo
Very professional, friendly, and efficient!! I would recommend them to anyone!
Yadira Vargas
Yadira Vargas
When asking for assistance, it is completed in a quick manner and with confidence that the technician has the knowledge to complete the said/asked tasks. Thank you so very much!! Alex, Dan, & Joshua. You have a team of other technicians that are awesome too, I just seem to get the top three when I need help! Again, thank you!!
Suzy Albanese
Suzy Albanese
I always have fast and friendly service from anyone helping me at itSynergy. Thank you!
steven betts
steven betts
The folks are very professional and understanding, even of an old school, non-computer guy.
Alan Hartsook, MD FAAP
Alan Hartsook, MD FAAP
Quick responses and take care of the issue quickly. Maintain great communication during the process.
Jennifer Szaro
Jennifer Szaro
Really excellent level of service and prompt in responding to requests.
Gabi Holberg
Gabi Holberg
TQ was not only knowledgeable and patient, but managed to make me laugh during what could just as easily have been a frustrating experience; instead it was pleasant from beginning to end.
Matt Leonard
Matt Leonard
Spoke w Michael a few minutes ago.Awesome customer service!Michael did his homework prior to making the 1st call to me, and it appears the inquiry from the vendor was legitimateThank you for your assistance!Matt
Donald Ebey
Donald Ebey
I receive outstanding service. The associates are quite patient as well.
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Why RIAs Need a Cybersecurity Risk Assessment

01

Identify Vulnerabilities

Uncover hidden weaknesses in your IT infrastructure that could be exploited by cybercriminals.

02

Regulatory Compliance

Ensure your firm meets all SEC and FINRA cybersecurity requirements with a thorough SEC RIA risk assessment.

03

Protect Client Data

Identify opportunities to safeguard sensitive client information from breaches and unauthorized access.

04

Prevent Financial Loss

Mitigate the risk of financial losses due to cyber incidents.

05

Enhance Trust

Build trust with clients by demonstrating your commitment to robust cybersecurity practices.

06

Proactive Defense

Implement proactive measures to prevent cyber threats before they impact your business.

07

Continuous Improvement

Regular assessments ensure your cybersecurity strategies evolve with emerging threats and regulatory changes.

Ready to Supercharge Your IT Performance?

Explore how our specialized, secure, and certified IT support can elevate your business efficiency and growth. Book a quick 15-minute call to discover if we're the perfect match for your organization.

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Why Work With IT Synergy?

01

RIA-Focused Expertise

Our team specializes exclusively in RIA cybersecurity, providing tailored solutions that address your specific regulatory and security challenges, ensuring your firm stays compliant and well-protected.

02

Certified Professionals

With certifications like CEH, IACCP®, and CISSP, our team combines technical expertise with regulatory knowledge to deliver a holistic approach to cybersecurity that goes beyond standard industry practices.

03

Proactive Threat Management

We continuously monitor and address potential vulnerabilities in real-time, preventing cyber threats before they impact your firm, so you can focus on serving your clients confidently.

04

Comprehensive Support

From risk management to compliance documentation, our hands-on approach ensures that every aspect of your cybersecurity strategy is covered, giving you peace of mind and robust protection.

FAQs